David Stephen Turner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Revell Turner & Wass Limited

    FRN 720844

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (12 May 2016 to 8 Dec 2019)
    • CF29 Significant management (12 May 2016 to 8 Dec 2019)
    • CF28 Systems and controls (12 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 May 2016 to 8 Dec 2019)
    • CF1 Director (12 May 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • CF1 Director (AR) (since 2 Dec 2015)
    • CF1 Director (AR) (25 Sep 2014 to 19 Oct 2015)
  • RTW Wealth Management Limited

    FRN 726441

    • (1)Employed By (since 2 Dec 2015)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (10 Aug 2006 to 12 May 2016)
    • CF4 Partner (AR) (31 Oct 2004 to 10 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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