Revell Turner & Wass Limited

• Principal Place of Business

  12 Station Road

  St Ives

  PE27 5BH

  UNITED KINGDOM

  Phone

  +441480216111

  Web

  https://www.rtandw.com

• Complaints Contact

  12 Station Road

  St Ives

  PE27 5BH

  UNITED KINGDOM

  Phone

  +441480216111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Robert Lee Wass

  IRN BRW01038

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (12 May 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (12 May 2016 to 30 Sep 2018)
• David Stephen Turner

  IRN DST01041

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (12 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 May 2016 to 8 Dec 2019)
  • CF28 Systems and controls (12 May 2016 to 8 Dec 2019)
  • CF29 Significant management (12 May 2016 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (12 May 2016 to 8 Dec 2019)
• Gemma Ann Finlayson

  IRN GXF00091

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
• Jack Stephen Turner

  IRN JXT00255

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2024)
• Joanne Taylor

  IRN JXT00254

  • [FCA CF] CASS oversight function (since 9 Dec 2019)
• Robert Mark Hamilton-Smith

  IRN RXH00319

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2025)
• Stephen Nigel Revell

  IRN SNR01030

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (12 May 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 May 2016 to 8 Dec 2019)

No changes recorded yet.