David Robert Spence

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Five Arrows Managers LLP
FRN 216145
- [FCA CF] Client dealing (since 2 Sep 2025)
RiverRock European Capital Partners LLP (no longer approved here)
FRN 502154
- [FCA CF] Client dealing (7 Dec 2020 to 30 Jun 2021)
Fair Oaks Capital Ltd (no longer approved here)
FRN 604090
- CF1 Director (AR) (16 Mar 2016 to 30 Jul 2025)
- CF30 Customer (16 Mar 2016 to 30 Jul 2025)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (4 Oct 2011 to 30 Apr 2012)
Capstan Capital Partners LLP (no longer approved here)
FRN 501275
- CF30 Customer (22 Oct 2009 to 30 Apr 2010)
- CF10 Compliance Oversight (22 Oct 2009 to 30 Apr 2010)
- CF4 Partner (22 Oct 2009 to 30 Apr 2010)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (12 Jul 2005 to 26 Mar 2007)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.