David Robert Beale

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QIB (UK) Plc (no longer approved here)
FRN 466577
- CF15 Internal Audit
- CF28 Systems and controls (29 Jan 2008 to 30 Jun 2008)
- CF10 Compliance Oversight (29 Jan 2008 to 30 Jun 2008)
- CF11 Money Laundering Reporting (29 Jan 2008 to 30 Jun 2008)
KUWAIT FINANCE HOUSE PLC (no longer approved here)
FRN 131818
- CF11 Money Laundering Reporting (25 May 2006 to 2 Mar 2007)
- CF10 Compliance Oversight (25 May 2006 to 2 Mar 2007)
National Australia Bank Limited (no longer approved here)
FRN 141309
- CF10 Compliance Oversight (27 Feb 2003 to 28 Feb 2006)
- CF11 Money Laundering Reporting (27 Feb 2003 to 28 Feb 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.