David Richard Paul Morgan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FCS CAPITAL MARKETS LTD
FRN 772626
- [FCA CF] Client dealing (since 1 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2025)
IDAD Limited (no longer approved here)
FRN 740499
- [FCA CF] Client dealing (3 Aug 2022 to 23 Jul 2025)
- [FCA CF] Material risk taker (3 Aug 2022 to 23 Jul 2025)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (25 Jun 2003 to 24 Apr 2006)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.