FCS CAPITAL MARKETS LTD

• Principal Place of Business

  60 Cannon Street

  London

  City of London

  EC4N 6NP

  UNITED KINGDOM

  Phone

  +447500727579

  Web

  https://www.fcscapitalmarkets.com

• Complaints Contact

  60 Cannon Street

  London

  EC4N 6NP

  UNITED KINGDOM

  Phone

  +447500727579

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Pierre Albert Zumstein

  IRN BXZ10280

  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Significant management (since 18 Mar 2021)
  • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
• Christine Kendall-Jones

  IRN CXK01336

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (11 Jan 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Jan 2019 to 8 Dec 2019)
  • CF1 Director (11 Jan 2019 to 8 Dec 2019)
• Daryl James Smith

  IRN DJS01494

  • [FCA CF] Client dealing (since 1 Apr 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
  • CF1 Director (11 Jan 2018 to 8 Dec 2019)
• David Richard Paul Morgan

  IRN DRM01087

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2025)
  • [FCA CF] Client dealing (since 1 Sep 2025)
• Esteban Rubini

  IRN EXR01196

  • CF30 Customer (19 Jul 2019 to 8 Dec 2019)
• Françoise Renée Pozzi

  IRN FXP10834

  • [FCA CF] Client dealing (18 Mar 2021 to 3 May 2024)
  • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
• Juan Jose De La Vina

  IRN JJD01147

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
  • CF1 Director (11 Jan 2018 to 8 Dec 2019)
• Kolja Diego Kirstein

  IRN KXK10972

  • CF30 Customer (29 Jan 2019 to 8 Dec 2019)
• Koran Elizabeth North

  IRN KXN01328

  • CF1 Director (11 Jan 2018 to 27 Nov 2018)
  • CF10 Compliance Oversight (11 Jan 2018 to 27 Nov 2018)
  • CF11 Money Laundering Reporting (11 Jan 2018 to 27 Nov 2018)
  • CF30 Customer (11 Jan 2018 to 27 Nov 2018)
• Marcel Bongay Bredenkamp

  IRN MBB01046

  • [FCA CF] Client dealing (18 Mar 2021 to 29 Apr 2021)

No changes recorded yet.