David Rae

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cairn Independent Limited (no longer approved here)

    FRN 142665

    • CF30 Customer (1 Nov 2007 to 27 Nov 2009)
    • CF29 Significant management (1 Nov 2007 to 15 Dec 2015)
    • CF1 Director (18 Sep 2007 to 1 May 2009)
    • CF10 Compliance Oversight (18 Sep 2007 to 24 Nov 2008)
    • CF11 Money Laundering Reporting (6 Jun 2007 to 15 Dec 2015)
    • CF17 Significant Mgt (Other Business Operations) (3 May 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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