David Philip Walton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
    • [FCA CF] Client dealing (since 9 Apr 2024)
    • CF30 Customer (since 1 Feb 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (1 Feb 2019 to 12 Mar 2020)
  • Finli (GPHerts) Ltd

    FRN 615821

    • (4)Employed By (since 26 Mar 2019)
    • (11)Employed By (10 Mar 2014 to 21 Feb 2019)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • CF1 Director (AR) (10 Mar 2014 to 21 Feb 2019)
    • CF30 Customer (10 Mar 2014 to 21 Feb 2019)
  • N & P Financial Services Limited (no longer approved here)

    FRN 194562

    • (5)Employed By (1 Dec 2001 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (GPHerts) Ltd

  2. controlled function added: (11)Employed By at Finli (GPHerts) Ltd

  3. controlled function added: (4)Employed By at Finli (GPHerts) Ltd