Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Sep 2020)
    • [FCA CF] Proprietary trader (since 30 Sep 2020)
    • [FCA CF] Material risk taker (30 Sep 2020 to 1 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 May 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 14 May 2002)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (14 May 2002 to 12 Oct 2006)
    • CF26 Customer Trading (14 May 2002 to 14 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.