Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MOSAAC LIMITED

    FRN 581080

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2003)
  • Gledhills of Northallerton (no longer approved here)

    FRN 155834

    • Employed By (19 Feb 1999 to 6 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.