Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [PRA CF] Managing a material risk taker (since 17 Dec 2021)
    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [FCA CF] Significant management (since 6 Dec 2021)
    • [FCA CF] Manager of certification employee (since 13 Feb 2019)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • CF30 Customer (26 Nov 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (9 Dec 2020 to 6 Dec 2021)
    • [PRA CF] Managing a material risk taker (9 Dec 2020 to 6 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2020 to 6 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2020 to 6 Dec 2021)
    • [FCA CF] Manager of certification employee (13 Feb 2019 to 6 Dec 2021)
    • [FCA CF] Client dealing (24 Feb 2018 to 6 Dec 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (24 Feb 2017 to 12 Dec 2019)
    • CF30 Customer (26 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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