David Peter West

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROWN SHIPLEY & CO. LIMITED (no longer approved here)
FRN 124548
- [FCA CF] CASS oversight function (1 Sep 2021 to 27 Apr 2022)
- [FCA CF] Significant management (1 Sep 2021 to 27 Apr 2022)
Pantheon Ventures (UK) LLP (no longer approved here)
FRN 520240
- CF28 Systems and controls (13 Jun 2018 to 31 Oct 2019)
MERCER RISK MANAGEMENT LIMITED (no longer approved here)
FRN 629431
- CF1 Director (30 Apr 2015 to 18 Aug 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.