David Paul Wainwright

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF4 Chief Risk (20 Sep 2021 to 20 Dec 2024)
    • [FCA CF] Material risk taker (20 May 2020 to 20 Sep 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 20 Sep 2021)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • [FCA CF] Significant management (20 Sep 2021 to 16 Dec 2021)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 14 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.