David Norman Murray Craik

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Optima Financial Services Ltd.

    FRN 192289

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Jun 2008)
    • CF30 Customer (since 1 Nov 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 13 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Jun 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Jun 2013)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Professional Financial Advisers Ltd

    FRN 484279

    • (2)Employed By (since 5 Jun 2008)

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Updates to this individual's record on the FCA register.

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