Professional Financial Advisers Ltd

FRN: 484279
Last scraped: 9 hours ago

This firm operates as an appointed representative of Optima Financial Services Ltd.. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2 Bon Accord Square

Aberdeen

Aberdeenshire

AB11 6DJ

UNITED KINGDOM

Phone

+4401224587582

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Allan Wilson Abernethy
IRN WXA00008
- (3)Employed By (6 Jun 2008 to 31 Dec 2012)
Anthony John Harvie
IRN AJH00036
- (1)Employed By (since 5 Jun 2008)
David Geoffrey Baker
IRN DGB00005
- (1)Employed By (5 Jun 2008 to 17 May 2016)
David Norman Murray Craik
IRN DNC00010
- (2)Employed By (since 5 Jun 2008)
Margaret McIntosh
IRN MXV00016
- (4)Employed By (5 Jun 2008 to 18 Nov 2009)
Robert Lockhart
IRN RXL00092
- (2)Employed By (6 Jun 2008 to 31 Dec 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.