David Nicholas Hutt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RE Hutt Financial Services Limited

    FRN 472781

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (23 Nov 2007 to 8 Dec 2019)
    • CF1 Director (23 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (23 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Nov 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (23 Nov 2007 to 30 Sep 2018)
  • R.E.HUTT AND COMPANY LIMITED (no longer approved here)

    FRN 311186

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2025)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF1 Director (AR) (12 Apr 2006 to 30 Nov 2007)
    • CF21 Investment Adviser (6 Mar 2006 to 5 Apr 2006)
  • R E Hutt Financial Services Ltd (no longer approved here)

    FRN 209897

    • Employed By (12 Apr 2006 to 30 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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