Date authorised
1 April 2013
Companies House
00719278
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Burrows Scarborough
    Sovereign House 12-14
    Warwick Street
    Coventry
    CV5 6ET
    UNITED KINGDOM
    Phone
    +442476846500
  • Complaints Contact

    Burrows Scarborough
    Sovereign House 12-14
    Warwick Street
    Coventry
    CV5 6ET
    UNITED KINGDOM
    Phone
    +442476846500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Hutt

    IRN CJH01235

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • David Nicholas Hutt

    IRN DNH00001

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2025)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • David Satchwell

    IRN DXS01697

    • CF4 Partner (AR) (since 14 Jan 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Dominic Mark Hutt

    IRN DMH01203

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF28 Systems and controls (5 Oct 2012 to 8 Dec 2019)
    • CF1 Director (5 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Oct 2012 to 8 Dec 2019)
  • Ronald Earle Hutt

    IRN REH01088

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2025)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.