David Michael Griffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aztec Financial Services (UK) Limited (no longer approved here)

    FRN 524081

    • [FCA CF] Manager of certification employee (30 Mar 2022 to 1 Jun 2023)
    • [FCA CF] Significant management (30 Mar 2022 to 1 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2022)
    • CF1 Director (25 Nov 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (18 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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