David McAvinchey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABN AMRO Bank NV (no longer approved here)
FRN 523620
- [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2023)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF30 Customer (21 Jun 2010 to 31 Jan 2012)
Landesbank Baden-Wurttemberg (no longer approved here)
FRN 204779
- CF30 Customer (20 Apr 2009 to 22 Jul 2009)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (8 Nov 2005 to 11 May 2007)
- CF22 Investment Adviser (Trainee) (12 Oct 2004 to 8 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.