Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 13 Apr 2026)
    • [FCA CF] Material risk taker (17 Dec 2021 to 13 Apr 2026)
    • [FCA CF] Manager of certification employee (15 Feb 2018 to 13 Apr 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Apr 2026)
    • [FCA CF] Significant management (7 Mar 2016 to 13 Apr 2026)
    • CF30 Customer (5 Nov 2012 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (15 Feb 2018 to 9 Oct 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Oct 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Oct 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 9 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Oct 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (15 Feb 2018 to 9 Oct 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Oct 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 9 Oct 2018)
    • CF30 Customer (5 Nov 2012 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (31 Mar 2010 to 3 Aug 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (31 Mar 2010 to 3 Aug 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Aug 2009)
    • CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.