Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 13 Apr 2026)
- [FCA CF] Material risk taker (17 Dec 2021 to 13 Apr 2026)
- [FCA CF] Manager of certification employee (15 Feb 2018 to 13 Apr 2026)
- [FCA CF] Client dealing (7 Mar 2016 to 13 Apr 2026)
- [FCA CF] Significant management (7 Mar 2016 to 13 Apr 2026)
- CF30 Customer (5 Nov 2012 to 6 Mar 2016)
-
- [FCA CF] Manager of certification employee (15 Feb 2018 to 9 Oct 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Oct 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 9 Oct 2018)
- [FCA CF] Significant management (7 Mar 2016 to 9 Oct 2018)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Oct 2018)
-
- [FCA CF] Manager of certification employee (15 Feb 2018 to 9 Oct 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Oct 2018)
- [FCA CF] Significant management (7 Mar 2016 to 9 Oct 2018)
- CF30 Customer (5 Nov 2012 to 6 Mar 2016)
-
- CF30 Customer (31 Mar 2010 to 3 Aug 2012)
-
- CF30 Customer (31 Mar 2010 to 3 Aug 2012)
-
- CF30 Customer (1 Nov 2007 to 12 Aug 2009)
- CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jul 2003 to 30 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.