David Lloyd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2024)
    • [FCA CF] Client dealing (since 20 Sep 2024)
    • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 20 Sep 2024)
    • [FCA CF] Client dealing (4 Jul 2022 to 20 Sep 2024)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2022)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (14 Aug 2013 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (14 Aug 2013 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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