David Lister

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF9 Chair of the Governing Body (12 Nov 2019 to 24 Apr 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • Director of firm who is not a certification employee or a SMF manager (5 Jan 2018 to 24 Apr 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF2 Non Executive Director (1 Sep 2015 to 6 Mar 2016)
  • Soteria Insurance Limited (no longer approved here)

    FRN 435022

    • CF2 Non Executive Director (9 Dec 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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