Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 9 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2021)
- CF11 Money Laundering Reporting (13 Dec 2010 to 4 Jul 2012)
- CF10 Compliance Oversight (5 May 2010 to 4 Jul 2012)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (25 Apr 2007 to 31 Oct 2007)
- CF3 Chief Executive (25 Apr 2007 to 3 Apr 2012)
- CF4 Partner (28 Jan 2003 to 8 Dec 2019)
- CF27 Investment Management (28 Jan 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.