Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zennor Asset Management LLP (no longer approved here)

    FRN 218549

    • SMF27 Partner (9 Dec 2019 to 9 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2021)
    • CF11 Money Laundering Reporting (13 Dec 2010 to 4 Jul 2012)
    • CF10 Compliance Oversight (5 May 2010 to 4 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (25 Apr 2007 to 3 Apr 2012)
    • CF4 Partner (28 Jan 2003 to 8 Dec 2019)
    • CF27 Investment Management (28 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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