Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (16 Jan 2002 to 31 May 2002)
- CF10 Compliance Oversight (16 Jan 2002 to 22 Feb 2002)
- CF21 Investment Adviser (16 Jan 2002 to 31 May 2002)
-
- CF6 Small Friendly Society (1 Dec 2001 to 9 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.