Esano London Friendly Society

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Manages Insurance Policies

For All, Linked long-term
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Senior staff personally approved by the FCA to hold their roles here.

Amish Jayant Desai
IRN AJD00116
- CF12 Actuarial (31 May 2002 to 9 Aug 2004)
Celia Denton
IRN CXD01167
- CF10 Compliance Oversight (1 Dec 2001 to 9 Aug 2004)
- CF6 Small Friendly Society (1 Dec 2001 to 9 Aug 2004)
David Leonard Major
IRN DLM00006
- CF6 Small Friendly Society (1 Dec 2001 to 9 Aug 2004)
J Casson
IRN JXC01499
- CF11 Money Laundering Reporting (1 Dec 2001 to 9 Aug 2004)
- CF6 Small Friendly Society (1 Dec 2001 to 9 Aug 2004)
Peter Morgan
IRN PJM01288
- CF6 Small Friendly Society (1 Dec 2001 to 9 Aug 2004)
R.C. Nicol
IRN RCN01012
- CF8 Apportionment and Oversight (1 Dec 2001 to 9 Aug 2004)
- CF3 Chief Executive (1 Dec 2001 to 9 Aug 2004)
- CF6 Small Friendly Society (1 Dec 2001 to 9 Aug 2004)
Stephen James Govey
IRN SJG01229
- SMF16 Compliance Oversight (since 27 Aug 2019)
- SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
- [FCA CF] Significant management (since 10 Dec 2018)
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
- CF6 Small Friendly Society (30 Sep 2004 to 6 Mar 2016)
W.R.H Inglis
IRN WRI01002
- CF6 Small Friendly Society (1 Dec 2001 to 9 Aug 2004)
William David Barnes
IRN WDB01020
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- [FCA CF] Significant management (since 10 Dec 2018)
- CF11 Money Laundering Reporting (30 Sep 2004 to 9 Dec 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.