Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (4 Jun 2018 to 26 Jul 2019)
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- CF30 Customer (30 Nov 2017 to 1 Jun 2018)
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- CF1 Director (AR) (22 Oct 2008 to 6 Nov 2008)
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- CF30 Customer (1 Nov 2007 to 26 Nov 2012)
- CF1 Director (AR) (18 Apr 2005 to 26 Nov 2012)
- CF21 Investment Adviser (19 Oct 2004 to 31 Oct 2007)
- CF1 Director (13 Sep 2004 to 26 Nov 2012)
- CF24 Pension Transfer Specialist (19 Nov 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 19 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.