Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westerby Investment Management Limited (no longer approved here)

    FRN 125286

    • CF30 Customer (4 Jun 2018 to 26 Jul 2019)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (30 Nov 2017 to 1 Jun 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (22 Oct 2008 to 6 Nov 2008)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF30 Customer (1 Nov 2007 to 26 Nov 2012)
    • CF1 Director (AR) (18 Apr 2005 to 26 Nov 2012)
    • CF21 Investment Adviser (19 Oct 2004 to 31 Oct 2007)
    • CF1 Director (13 Sep 2004 to 26 Nov 2012)
    • CF24 Pension Transfer Specialist (19 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Nov 2002 to 19 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.