David Kenneth Groves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd

    FRN 456896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • SHIPMAN FINANCIAL PLANNING LIMITED

    FRN 513289

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2022)
  • Pharon Independent Financial Advisers Limited (no longer approved here)

    FRN 138169

    • [FCA CF] Client dealing (6 Jan 2020 to 21 Jan 2022)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 21 Jan 2022)
  • FINANCE SHOP LIMITED (no longer approved here)

    FRN 551177

    • CF30 Customer (6 Nov 2017 to 29 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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