Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 23 Nov 2012)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • Dudley Building Society (no longer approved here)

    FRN 161294

    • SMF9 Chair of the Governing Body (3 Aug 2016 to 16 Jul 2020)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 3 Aug 2016)
    • SMF14 Senior Independent Director (7 Mar 2016 to 3 Aug 2016)
    • CF2 Non Executive Director (1 Jan 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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