David John Lucas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HUGHES FIRMAN OVEL ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 469482
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2025)
- CF30 Customer (10 Apr 2013 to 8 Dec 2019)
COMPLETE FINANCIAL SOLUTIONS LIMITED (no longer approved here)
FRN 401315
- CF30 Customer (1 Jul 2009 to 15 Mar 2011)
BROOM CONSULTANTS LIMITED (no longer approved here)
FRN 424217
- CF21 Investment Adviser (19 Jan 2006 to 30 Mar 2006)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF21 Investment Adviser (29 Dec 2003 to 22 Dec 2004)
- CF22 Investment Adviser (Trainee) (29 Aug 2003 to 29 Dec 2003)
The Woodham Partnership Limited (no longer approved here)
FRN 196694
- (3)Employed By (29 Aug 2003 to 22 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.