David John Hume

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MHA Wealth Limited

    FRN 143715

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Material risk taker (17 Jan 2023 to 14 Jan 2026)
  • Moore Kingston Smith Financial Advisers Ltd (no longer approved here)

    FRN 558116

    • (22)Employed By (17 Mar 2020 to 7 Oct 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (6 Mar 2020 to 7 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (12 Jul 2016 to 20 Jan 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (29 Dec 2010 to 18 Dec 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Dec 2010)
    • CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2006 to 18 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.