Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (29 Jan 2003 to 22 Dec 2004)
- CF11 Money Laundering Reporting (29 Jan 2003 to 22 Dec 2004)
- CF13 Finance (29 Jan 2003 to 1 Jun 2003)
- CF1 Director (10 Jan 2002 to 4 Mar 2005)
- CF3 Chief Executive (10 Jan 2002 to 4 Mar 2005)
- CF8 Apportionment and Oversight (10 Jan 2002 to 4 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.