David John Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Jul 2012)
    • CF30 Customer (since 6 Apr 2009)
  • Harris Associates Wealth Management Ltd

    FRN 498518

    • (2)Employed By (since 6 Apr 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (4 Mar 2004 to 12 Nov 2004)
    • CF22 Investment Adviser (Trainee) (5 Feb 2004 to 4 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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