Harris Associates Wealth Management Ltd

FRN: 498518
Companies House: 07992007
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

51 High Street

Wrestlingworth

Sandy

SG19 2EP

UNITED KINGDOM

Phone

+4401763249511

Web

http://www.sjpp.co.uk/harrisassociates

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Caroline Diane Briggs
IRN CXB00421
- (3)Employed By (since 25 May 2021)
Christopher David Harris
IRN CDH01109
- (1)Employed By (since 25 Aug 2017)
David John Harris
IRN DJH00109
- (2)Employed By (since 6 Apr 2009)
Reginald Solomon
IRN RXS00048
- (1)Employed By (12 Dec 2012 to 1 Aug 2017)
Suzanne Jane Porter
IRN SXH01137
- (2)Employed By (24 Feb 2024 to 1 May 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.