David John Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Virtus International Management, LLP (no longer approved here)

    FRN 451446

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2024)
    • SMF27 Partner (9 Dec 2019 to 22 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Jul 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (25 Jul 2006 to 28 Sep 2012)
    • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
    • CF4 Partner (25 Jul 2006 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.