Virtus International Management, LLP

• Principal Place of Business

  3rd Floor

  15 Stratford Place

  London

  W1C 1BE

  UNITED KINGDOM

  Phone

  +442032054100

  Web

  https://international.virtus.com

• Complaints Contact

  3rd Floor

  15 Stratford Place

  London

  W1C 1BE

  UNITED KINGDOM

  Phone

  +442032054100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Virtus International Services Limited

  IRN XXS01047

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (25 Jul 2006 to 8 Dec 2019)
• Adam Shapiro

  IRN AXS24061

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Apr 2020)
  • SMF16 Compliance Oversight (since 30 Apr 2020)
• Angus Rex William Halkett

  IRN ARH01120

  • CF30 Customer (17 Oct 2011 to 24 Dec 2015)
  • CF4 Partner (17 Oct 2011 to 24 Dec 2015)
• Ben Huddleston

  IRN BXH01431

  • CF30 Customer (17 Oct 2011 to 2 Mar 2017)
• Chetana Munot

  IRN CXM01243

  • SMF27 Partner (9 Dec 2019 to 22 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
  • CF4 Partner (25 Jul 2006 to 8 Dec 2019)
• Christopher Michael Wilder

  IRN CMW01132

  • CF4 Partner (15 Nov 2011 to 4 Feb 2013)
  • CF30 Customer (1 Jun 2010 to 4 Feb 2013)
• Claudia Marciano

  IRN CXM01978

  • CF30 Customer (30 Apr 2013 to 8 Dec 2019)
• Daniel Patrick Espinosa

  IRN DPE01030

  • CF30 Customer (12 Oct 2015 to 13 Sep 2017)
• David John Griffiths

  IRN DJG01100

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2024)
  • SMF27 Partner (9 Dec 2019 to 22 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (25 Jul 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 Jul 2006 to 28 Sep 2012)
  • CF27 Investment Management (25 Jul 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
• David Jonathan Scott

  IRN DJS01186

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 22 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (25 Jul 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • CF27 Investment Management (25 Jul 2006 to 31 Oct 2007)

No changes recorded yet.