David John Catto

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 17 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (27 May 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.