David John Brennan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF2 Non Executive Director (1 Feb 2012 to 24 Jun 2016)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF29 Significant management (1 Nov 2007 to 24 Jun 2016)
    • CF8 Apportionment and Oversight (20 Jun 2003 to 31 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Apr 2002 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (9 Apr 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 9 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (1 Nov 2007 to 24 Jun 2016)
    • CF3 Chief Executive (20 Jun 2003 to 24 Jun 2016)
    • CF8 Apportionment and Oversight (20 Jun 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 24 Jun 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 24 Jun 2016)
    • CF3 Chief Executive (20 Jun 2003 to 24 Jun 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Apr 2002)
    • CF1 Director (1 Dec 2001 to 24 Jun 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.