David John Bartleet

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2025)
  • Fortic Financial Services Ltd (no longer approved here)

    FRN 474740

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2025)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
    • CF1 Director (2 Jan 2008 to 8 Dec 2019)
  • Phoenix Financial Services Ltd (no longer approved here)

    FRN 200158

    • (6)Employed By (25 Apr 2000 to 4 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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