David James Rodick

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Porterhouse Mortgages Ltd
FRN 952418
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
- SMF16 Compliance Oversight (since 18 May 2022)
- SMF3 Executive Director (since 18 May 2022)
- Responsible for Insurance Distribution (since 18 May 2022)
- Responsibility for MCD Intermediation (since 18 May 2022)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (3 Jul 2009 to 19 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.