Date authorised
18 May 2022
Companies House
12550467
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    331 Hunts Cross Avenue
    Liverpool
    Liverpool
    L25 8SY
    UNITED KINGDOM
    Phone
    +4407816593762
  • Complaints Contact

    331 Hunts Cross Avenue
    Liverpool
    Liverpool
    L25 8SY
    UNITED KINGDOM
    Phone
    +4407816593762

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Simpson

    IRN DXS00990

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Apr 2024)
  • David James Rodick

    IRN DJR01274

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
    • SMF16 Compliance Oversight (since 18 May 2022)
    • SMF3 Executive Director (since 18 May 2022)
    • Responsible for Insurance Distribution (since 18 May 2022)
    • Responsibility for MCD Intermediation (since 18 May 2022)
  • Karl Anthony Reed

    IRN KXR00338

    • Appointed representative dealing with clients for which they require qualification (15 Apr 2024 to 28 Feb 2025)
  • Penelope Jane Driffill

    IRN PJD00055

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2026)
  • Richard Shallow

    IRN RXS01015

    • [PRA CF] Key function holder (since 1 May 2024)
    • [FCA CF] Significant management (since 1 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.