Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF29 Limited scope function (limited scope SMCR firms only) (16 Jul 2020 to 1 Oct 2021)
- CF1 Director (8 Dec 2014 to 1 Jan 2018)
- CF28 Systems and controls (1 Nov 2007 to 22 Apr 2010)
- CF14 Risk Assessment (22 Dec 2006 to 31 Oct 2007)
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- SMF1 Chief Executive (16 Jul 2020 to 1 Oct 2021)
- SMF3 Executive Director (16 Jul 2020 to 1 Oct 2021)
- CF1 Director (8 Dec 2014 to 1 Jan 2018)
- CF28 Systems and controls (1 Nov 2007 to 22 Apr 2010)
- CF14 Risk Assessment (22 Dec 2006 to 31 Oct 2007)
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- SMF3 Executive Director (16 Jul 2020 to 1 Oct 2021)
- SMF1 Chief Executive (16 Jul 2020 to 1 Oct 2021)
- CF1 Director (8 Dec 2014 to 1 Jan 2018)
- CF28 Systems and controls (8 Dec 2014 to 1 Jan 2018)
- CF14 Risk Assessment (22 Dec 2006 to 31 Oct 2007)
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- CF2 Non Executive Director (8 Mar 2013 to 11 Dec 2014)
- CF1 Director (1 Jan 2012 to 27 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.