David J Zobel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cove Investment Partners LLP
FRN 1000097
- [FCA CF] Client dealing (since 1 Sep 2024)
- SMF1 Chief Executive (since 9 Jul 2024)
- SMF27 Partner (since 9 Jul 2024)
Frank Investments Limited (no longer approved here)
FRN 627697
- CF30 Customer (26 May 2023 to 8 Jul 2024)
- CF4 Partner (AR) (26 May 2023 to 8 Jul 2024)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (31 Mar 2014 to 5 Jan 2015)
- CF4 Partner (AR) (31 Mar 2014 to 5 Jan 2015)
Cove Investment Partners LLP (no longer approved here)
FRN 570915
- Employed By (31 Mar 2014 to 5 Jan 2015)
Talisman Global Asset Management Ltd (no longer approved here)
FRN 400674
- CF29 Significant management (9 Sep 2011 to 30 Aug 2012)
- CF30 Customer (9 Sep 2011 to 30 Aug 2012)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF27 Investment Management (5 Jul 2005 to 30 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.