Date authorised
9 July 2024
Companies House
OC368802
Last scraped
5 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    SECOND FLOOR
    3 MANCHESTER SQUARE
    LONDON
    W1U 3PB
    UNITED KINGDOM
    Phone
    +442046000184
  • Complaints Contact

    SECOND FLOOR
    3 MANCHESTER SQUARE
    LONDON
    W1U 3PB
    UNITED KINGDOM
    Phone
    +447733307160

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David J Zobel

    IRN DXZ01019

    • [FCA CF] Client dealing (since 1 Sep 2024)
    • SMF1 Chief Executive (since 9 Jul 2024)
    • SMF27 Partner (since 9 Jul 2024)
  • Gregory Adam Newman

    IRN GAN01048

    • [FCA CF] Client dealing (since 1 Aug 2025)
    • SMF27 Partner (since 19 Sep 2024)
  • Mary-Clare Goodwin

    IRN MXG02601

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jul 2024)
    • SMF27 Partner (since 9 Jul 2024)
    • SMF16 Compliance Oversight (since 9 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.