Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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YFM Private Equity Limited
FRN 122120
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (8 Jun 2023 to 23 Jan 2026)
- [FCA CF] Significant management (9 Dec 2019 to 8 Aug 2025)
- SMF1 Chief Executive (9 Dec 2019 to 8 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 23 Jan 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Aug 2025)
- CF10a CASS Oversight function (1 Oct 2011 to 19 Dec 2016)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (7 Nov 2003 to 8 Dec 2019)
- CF3 Chief Executive (7 Nov 2003 to 8 Dec 2019)
- CF8 Apportionment and Oversight (7 Nov 2003 to 31 Mar 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.