David Hilton Bowen

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mistral Consultancy Limited (no longer approved here)

    FRN 224475

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jun 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (3 Nov 2003 to 31 Mar 2009)
    • CF1 Director (3 Nov 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Nov 2003 to 31 Oct 2007)
  • Mistral Consultancy Ltd (no longer approved here)

    FRN 217221

    • (1)Employed By (5 Aug 2002 to 30 Oct 2003)
  • David Hilton Bowen (3125) (no longer approved here)

    FRN 195041

    • Employed By (1 Dec 2001 to 5 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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