Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Jun 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 8 Jun 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
- CF26 Customer Trading (6 Jan 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.