Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF26 Customer Trading (6 Jan 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.