David Graham Makin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Apr 2017)
    • CF30 Customer (since 16 Aug 2012)
  • DGM Financial Planning Ltd

    FRN 586412

    • Employed By (since 16 Aug 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 13 Jul 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (26 Sep 2008 to 16 Sep 2010)
  • Bridges & Co (Lancaster) Limited (no longer approved here)

    FRN 170768

    • Employed By (26 Mar 2008 to 22 Aug 2008)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.