Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (6 Sep 2013 to 6 Mar 2016)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Client dealing (since 17 Mar 2021)
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- CF30 Customer (4 Jun 2010 to 2 Sep 2013)
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- CF30 Customer (4 Jun 2010 to 2 Sep 2013)
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- CF30 Customer (12 Aug 2009 to 11 May 2010)
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- CF30 Customer (17 Dec 2008 to 11 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.