David George Heyden Kotler

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Access Corporate Finance Partners Limited

    FRN 745616

    • [FCA CF] Client dealing (since 12 Jun 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (11 Jan 2023 to 28 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Aug 2022 to 4 Mar 2026)
    • SMF16 Compliance Oversight (16 Aug 2022 to 4 Mar 2026)
    • CF1 Director (18 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
  • Stoneware Capital LLP (no longer approved here)

    FRN 451073

    • CF30 Customer (7 Jan 2021 to 27 Jan 2023)
    • CF1 Director (AR) (7 Jan 2021 to 27 Jan 2023)
    • [FCA CF] Material risk taker (3 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (3 Dec 2020 to 27 Jan 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Jan 2013 to 23 Jan 2014)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Nov 2007 to 24 Nov 2010)
    • CF23 Corporate Finance Adviser (3 Jun 2005 to 31 Oct 2007)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.