David Geoffrey Harper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF1 Director (19 Aug 2011 to 31 Oct 2012)
Terra Firma Capital Partners Limited (no longer approved here)
FRN 208680
- (62)CF26 Customer Trading (1 Feb 2002 to 31 Mar 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (62)CF26 Customer Trading at Terra Firma Capital Partners Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.